What are Common Financial Advisor Complaints?

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What is a Financial Advisor?  Only certain licensed professionals can buy, sell and trade securities for customers in the United States. Stockbrokers and investment advisor representatives, among others, are licensed…

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Can You Recover Investment Losses?

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Investment losses are not a topic that anyone relishes discussing. Losses may occur be due to a multitude of reasons, including losses due to unscrupulous financial advisors. Fortunately, in many…

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Are You a Victim of Broker Fraud?

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What Is Financial Fraud? When an individual takes another individual's money, or assets, by means of deception or criminal activity this is known as financial broker fraud. Financial fraud may…

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What Constitutes a Breach of Fiduciary Duty?

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When you trust a financial advisor with your money, they have a responsibility to act in your best interest. If you’ve lost money because of a financial advisor, you can file a civil suit to recover any damages you have suffered as a result of the breach.

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